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Part II (Uniform Application for Investment Adviser
Registration). (Acrobat format, size: 270KB).
The Investment Advisors Act of 1940 [Rule 204-3(a)],
requires investment advisors to provide all clients and
prospective clients with a written disclosure document.
The main purpose of this disclosure is to provide information
regarding our services, fees, business practices, possible
conflicts of interest and material affiliations. The form
is also used to comply with SEC Rule 206(4)-4, which obligates
investment advisors to disclose relevant financial and
disciplinary information to clients. The information in
this form has not been approved or verified by any governmental
Management Agreement (Acrobat format, size: 56KB).
This agreement is signed by Marathon and the client
before establishing an account with Marathon Strategic
Advisors, LLC. The agreement lists the terms under which
investment management services are provided.
Questionnaire (Acrobat format, size: 54KB).
The information you provide in this questionnaire, and
the informal interview held with one of Marathon's investment
managers will enable us to construct the appropriate investment